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 Duration 14 hours

Course Outline

Introduction to ISO 37301 and Compliance Management

  • An overview of ISO 37301 and its objectives
  • Core principles of compliance: integrity, accountability, and transparency
  • Key distinctions between ISO 19600 and ISO 37301

Organizational Context and Leadership

  • Analyzing the organization’s internal and external environment
  • The role of top management in responsibilities and leadership
  • Defining compliance policies and strategic objectives

Planning and Support Mechanisms

  • Evaluating compliance risks and developing mitigation strategies
  • Requirements for competence, awareness, and communication
  • Documentation and resource needs for the CMS

Operational Controls and Compliance Workflows

  • Establishing operational procedures and assigning responsibilities
  • Considerations for outsourcing and third-party compliance
  • Recording compliance obligations and implementing controls

Monitoring, Assessment, and Reporting

  • Measuring compliance performance through KPIs
  • Executing internal audits and compliance evaluations
  • Processes for compliance reporting and issue escalation

Management Review and Continuous Improvement

  • Assessing system performance and incorporating leadership feedback
  • Addressing non-compliance issues and implementing corrective actions
  • Driving the ongoing improvement of the CMS

Certification, Integration, and Future Preparedness

  • The process for ISO 37301 certification and third-party audits
  • Aligning with ISO 37001, ISO 9001, or ISO 27001 standards
  • Emerging compliance trends and digital governance strategies

Recap and Recommended Next Steps

Requirements

  • A foundational understanding of compliance and risk-related principles
  • Familiarity with established management system standards
  • Practical experience in regulatory, legal, or internal control roles

Target Audience

  • Compliance officers and managers of internal controls
  • Auditors, legal counsel, and risk specialists
  • Senior executives and governance leaders focused on upholding compliance integrity

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