Course Outline
Introduction
Overview of Financial Regulators / Regulatory Authorities / Supervisory Agencies
Overview of Relevant Legislation
Understanding the Instalment Sales Act
Understanding the Payment Services Act
Compliance Measures (AML, CFT, KYC, CDD, FATF, etc.)
Assessing Existing Policies and Procedures
Creating a Compliance Programme
Implementing a Compliance Programme
Enforcing Compliance within the Organisation
Conducting Compliance Training
Supervising Compliance Testing and Monitoring
Assessing Compliance Risks for New Products and Services
Recommending Risk Mitigation Strategies
Meeting Reporting Requirements
Preparing for On-site and Off-site Audits and Inspections
Handling Conflicts and Disputes
Summary and Next Steps
Requirements
- A fundamental understanding of payment service operations in Japan
Audience
- Payment service managers
- Compliance officers within payment service organisations
Testimonials (2)
The trainer was helpful..
Attila - Lifial
Course - Compliance and the Management of Compliance Risk
Speed of response and communication